Unit 3 of 5

3.3 — High-Risk AI Systems (Articles 6–49)

High-risk AI systems are the most heavily regulated category under the EU AI Act. They are subject to comprehensive requirements including risk management, data governance, technical documentation, human oversight, accuracy, robustness, and cybersecurity standards. There are two distinct pathways for classifying an AI system as high-risk.

Category 1: AI systems that are safety components of products already covered by EU harmonization legislation (e.g., medical devices under MDR, machinery under the Machinery Regulation, toys, aviation systems) AND require a third-party conformity assessment under that legislation.

Category 2: AI systems listed in Annex III of the Act, covering specific high-risk use cases across eight areas. These standalone AI systems are considered high-risk regardless of whether they are embedded in a larger product.

Annex III — High-Risk AI System Areas
#AreaExamples
1Biometric Identification and CategorizationRemote biometric identification (non-real-time), biometric categorization by sensitive attributes
2Critical Infrastructure ManagementAI managing road traffic safety, water/gas/heating/electricity supply
3Education and Vocational TrainingAI determining access to education, evaluating learning outcomes, monitoring exam integrity
4Employment and Worker ManagementAI for recruitment, screening, interview evaluation, promotion decisions, task allocation, performance monitoring, termination
5Access to Essential ServicesAI assessing creditworthiness, evaluating insurance risk/pricing, evaluating eligibility for public benefits
6Law EnforcementAI for risk assessment of natural persons, polygraph/emotion detection, evidence analysis, crime prediction (at area level)
7Migration, Asylum, and Border ControlAI for risk assessment of migrants, document authentication, application evaluation
8Administration of Justice and DemocracyAI assisting judicial authorities in researching/interpreting facts and law, used in elections/referendums

Provider vs Deployer Obligations

High-Risk AI Obligations by Role
Obligation
Provider
Deployer
Risk Management System
Must implement throughout lifecycle
N/A (provider obligation)
Data Governance
Must ensure quality, relevance, representativeness of datasets
Must ensure input data is relevant
Technical Documentation
Must create and maintain comprehensive documentation
N/A (provider obligation)
Record-Keeping (Logging)
Must design system to enable automatic logging
Must keep logs generated by the system
Human Oversight
Must design system to allow effective human oversight
Must assign competent individuals for oversight
Conformity Assessment
Must conduct (self or third-party depending on area)
N/A (provider obligation)
EU Database Registration
Must register before placing on market
Must register use in certain cases
CE Marking
Must affix CE marking
N/A
Post-Market Monitoring
Must establish and maintain monitoring system
Must monitor system in operation
Serious Incident Reporting
Must report to national authorities
Must report to provider and/or authorities
Fundamental Rights Impact Assessment
N/A (deployer obligation)
Must conduct (public bodies + certain private entities)
User/Deployer Information
Must provide to deployers
Must inform affected individuals
Use in Accordance with Instructions
N/A
Must follow provider instructions
Log Retention (min 6 months)
N/A
Must retain logs at least 6 months
Provider vs Deployer Distinction

Exam questions frequently test the distinction between provider and deployer obligations. Key differentiators: Providers build the system and are responsible for design-time obligations (technical documentation, conformity assessment, CE marking). Deployers use the system and are responsible for use-time obligations (human oversight assignment, fundamental rights impact assessment, log retention, informing affected individuals). If a deployer modifies a high-risk AI system substantially, they become the provider.

Key Points
Two categories: safety components + Annex III listed systems
Mandatory risk management system throughout lifecycle
CE marking and EU database registration required
Human oversight is mandatory for all high-risk systems
Deployers must conduct fundamental rights impact assessments
Serious incidents must be reported to authorities
Substantial modification by deployer triggers provider obligations
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