Unit 4 of 5

3.4 — General-Purpose AI (GPAI) and Foundation Models

General-Purpose AI (GPAI) models receive dedicated rules under the EU AI Act, recognizing that foundation models and large language models present unique challenges that do not fit neatly into the risk-based classification of AI systems. GPAI rules create a two-tier system: baseline obligations for all GPAI models, and additional obligations for models posing systemic risk.

A GPAI model is defined as an AI model — including when trained with large amounts of data using self-supervision at scale — that displays significant generality and is capable of competently performing a wide range of distinct tasks regardless of the way the model is placed on the market. This covers large language models, multimodal models, and other foundation models.

GPAI Obligations Flow
Is it a GPAI model?
Trained at scale, significant generality, performs wide range of tasks
Baseline Obligations
Technical documentation + copyright compliance + training data summary
Systemic Risk Assessment
Does the model exceed 10^25 FLOPs or is it designated by the AI Office?
Additional Obligations
Adversarial testing + risk mitigation + incident reporting + cybersecurity
GPAI Obligations — Baseline vs Systemic Risk
ObligationAll GPAI ModelsSystemic Risk Models
Technical DocumentationRequired — including model architecture, training methodology, evaluation resultsRequired — enhanced detail including safety evaluations
EU Copyright Law ComplianceRequired — must comply with text and data mining rules, respect opt-outsRequired
Training Data SummaryRequired — publish sufficiently detailed summary of training contentRequired
Model Evaluation (Red-Teaming)Not requiredRequired — standardized model evaluation including adversarial testing
Systemic Risk AssessmentNot requiredRequired — identify, assess, and mitigate systemic risks
Incident ReportingNot requiredRequired — report serious incidents to the AI Office
Cybersecurity ProtectionsNot requiredRequired — ensure adequate level of cybersecurity protection
Codes of PracticeMay follow to demonstrate complianceMay follow; presumption of conformity if followed
Open-Source ExemptionsExempted from some requirements (tech docs, copyright summary) unless systemic riskNo exemptions — full obligations apply regardless of licensing

The systemic risk threshold is set at 10^25 FLOPs (floating-point operations) of cumulative compute used for training. Models at or above this threshold are presumed to have systemic risk. The AI Office can also designate models below this threshold as having systemic risk based on other criteria such as the number of registered end users, the model's impact on the internal market, or its reach.

The AI Office (established within the European Commission) oversees GPAI compliance. Codes of practice are being developed in collaboration with GPAI providers and other stakeholders to provide detailed guidance on how to meet GPAI obligations. The first codes were expected by May 2025.

Free and open-source GPAI models have partial exemptions: they are not required to provide full technical documentation or a detailed training data summary, unless they pose systemic risk. However, all GPAI models — including open-source — must comply with copyright rules and prohibited practice restrictions.

GPAI Key Numbers

Remember the systemic risk compute threshold: 10^25 FLOPs (10 to the power of 25). This is a frequently tested number. Also: open-source exemptions do NOT apply to systemic risk models. And: GPAI providers are NOT the same as high-risk AI system providers — GPAI has its own separate regulatory regime under the Act.

Key Points
All GPAI: technical docs + copyright compliance + training data summary
Systemic risk threshold: >10^25 FLOPs or AI Office designation
Systemic risk: adversarial testing + incident reporting + cybersecurity
AI Office oversees GPAI compliance
Open-source exemptions (except for systemic risk models)
Codes of practice provide implementation guidance
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